-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TzFCssQReYttcCz1nswJXxd4HXyIG7FJkpXtrkegRM4YLOFCUo722qhPUQWWAuC/ 2Qn9rIXS+J7DseeMDUyIuw== 0001012975-07-000498.txt : 20071214 0001012975-07-000498.hdr.sgml : 20071214 20071214155143 ACCESSION NUMBER: 0001012975-07-000498 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071214 DATE AS OF CHANGE: 20071214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Passin James CENTRAL INDEX KEY: 0001321651 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: (212) 698-9260 MAIL ADDRESS: STREET 1: CARNEGIE HALL TOWERS, 24TH FLOOR STREET 2: 152 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENITOPE CORP CENTRAL INDEX KEY: 0001028358 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 770436313 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79329 FILM NUMBER: 071307408 BUSINESS ADDRESS: STREET 1: 6900 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555-3651 BUSINESS PHONE: (510) 284-3000 MAIL ADDRESS: STREET 1: 6900 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555-3651 SC 13G 1 genitope.htm GENITOPE CORPORATION - FGS AND FG2

CUSIP No.  37229P507

13G

Page ____1_____ of __8__ Pages

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

(Rule 13d-102)
 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2

(Amendment No. __ ) (1)

_____Genitope Corporation     

     (Name of Issuer)
 

     Common Stock, $0.001 par value     

     (Title of Class of Securities)

     37229P507     

     (CUSIP Number)
 

_____December 13, 2007      

(Date of Event Which Requires Filing of this Statement)
 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)

[ ] Rule 13d-1(d)

(1) The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

CUSIP No.  37229P507

13G

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1

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

     James Passin

2

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
  INSTRUCTIONS)

     (a)      [ ]

     (b)      [ ]

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

     United States of America

NUMBER OF

5

SOLE VOTING POWER

     

SHARES
BENEFICIALLY

OWNED BY

6

SHARED VOTING POWER

      2, 212,041

EACH
REPORTING

PERSON

7

SOLE DISPOSITIVE POWER

     

WITH

8

SHARED DISPOSITIVE POWER

      2,212,041

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

      2,212,041

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]

     

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     5.2%

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

     IN

 

CUSIP No.  37229P507

13G

Page ____3_____ of __8__ Pages


1

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

     Harvey Sawikin

2

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE 
  INSTRUCTIONS)

     (a)      [ ]

     (b)      [ ]

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

     United States of America

NUMBER OF

5

SOLE VOTING POWER

     

SHARES
BENEFICIALLY

OWNED BY

6

SHARED VOTING POWER

      2,212,041

EACH
REPORTING

PERSON

7

SOLE DISPOSITIVE POWER

     

WITH

8

SHARED DISPOSITIVE POWER

      2,212,041

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

      2,212,041

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]

     

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     5.2%

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

     IN


CUSIP No.  37229P507

13G

Page ____4_____ of __8__ Pages

Schedule 13G

Item 1(a).      Name of Issuer: Genitope Corporation

Item 1(b).      Address of Issuer's Principal Executive Offices: 6900 Dumbarton Cr., Fremont, CA 94555-3651

Item 2(a).      Name of Persons Filing : James Passin; Harvey Sawikin

      Item 2(b).      Address of Principal Business Office or, if None, Residence: 152 West 57th Street,
      24th Floor, New York, NY 10019

Item 2(c).      Citizenship : United States of America for each of James Passin and Harvey Sawikin

Item 2(d).      Title of Class of Securities: Common Stock, $0.001 par value (the “Common Stock”)

Item 2(e).      CUSIP Number: 37229P507

Item 3.      If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

(a)

[   ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b)

[   ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)

[   ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d)

[   ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

(e)

[   ]

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)

[   ]

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)

[   ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)

[   ]

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

[   ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

[   ]

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

CUSIP No.  37229P507

13G

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Item 4.      Ownership .

(a)     Amount beneficially owned:

2,212,041. The Reporting Persons expressly disclaim beneficial ownership of any of the shares of Common Stock beneficially owned by the investment funds advised by the advisory entities controlled by the Reporting Persons (except to the extent of each of their economic interests in such funds) and the filing of this Schedule 13G shall not be construed as an admission, for the purposes of Sections 13(d) and 13(g) or under any provision of the Exchange Act or the rules promulgated thereunder or for any other purpose, that either of the Reporting Persons is a beneficial owner of any such shares.

      (b)     Percent of class:

5.2%

(c)       Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

0

(ii) Shared power to vote or to direct the vote:

2,212,041

      (iii) Sole power to dispose or to direct the disposition of:

0

(iv) Shared power to dispose or to direct the disposition of:

2,212,041

Item 5.      Ownership of Five Percent or Less of a Class.

     Not Applicable.

CUSIP No.  37229P507

13G

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Item 6.      Ownership of More than Five Percent on Behalf of Another Person.

The shares of the Common Stock reported in this Schedule 13G are held by investment funds advised by two investment advisory entities (FGS Advisors, LLC and FG2 Advisors, LLC, each a New York limited liability company) of which the Reporting Persons are the controlling principals. The investment funds directly holding the Common Stock reported in this Schedule 13G have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, and share such rights with the investment advisory entities controlled by the Reporting Persons. No investment fund, nor any advisory entity controlled directly or indirectly by the Reporting Persons holds, on its own, greater than 5% of the outstanding shares of Common Stock of the issuer.

Item 7.      Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not Applicable.

Item 8.      Identification and Classification of Members of the Group.

Not Applicable.

Item 9.      Notice of Dissolution of Group.

Not Applicable.

Item 10.      Certification .

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

CUSIP No.  37229P507

13G

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SIGNATURES

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: December 14, 2007

By: /s/ James Passin
James Passin


                              

By: /s/ Harvey Sawikin
Harvey Sawikin


 

CUSIP No.  37229P507

13G

Page ____8_____ of __8__ Pages


 

EXHIBIT A

JOINT FILING AGREEMENT

James Passin and Harvey Sawikin in compliance with Rule 13d-1(k) of the Securities and Exchange Commission, hereby agree that the statement on Schedule 13G to which this Agreement is attached as an exhibit is, and any amendments thereto filed by any of us will be, filed on behalf of each such person, that each such person is responsible for the timely filing of the Schedule 13G and any amendments thereto and for the completeness and accuracy of the information concerning such person contained therein.

Dated: December 14, 2007

 

By: /s/ James Passin
James Passin


                              

By: /s/ Harvey Sawikin
Harvey Sawikin


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